SEC Forms 3, 4 & 5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. 

  • Form 3: Initial Statement of Beneficial Ownership of Securities
  • Form 4: Statement of Changes in Beneficial Ownership
  • Form 5: Annual Statement of Changes in Beneficial Ownership

 

Name of Reporting Person

Filing Type

Filing Date

Transaction Date

 Primary Document (HTML)
McGill, Stephen C. Form 5 01/11/23 12/31/22 Click to View
McGill Stephen C. Form 4 01/18/23 01/18/23 Click to View
Johnson, Dan E. Form 3 01/18/23 01/17/23 Click to View
Snodgrass, Adam Form 5 01/30/23 01/30/23 Click to View
Schreier, Richard Form 5 01/30/23 01/30/23 Click to View
Bauer, Scott T. Form 5 01/30/23 01/30/23 Click to View
Nelson, John Patrick Form 5 01/30/23 01/30/23 Click to View
Cassabaum, Michelle R. Form 5 02/01/23 02/01/23 Click to View
Cassabaum, Michelle R. Form 5 02/01/23 01/31/23 Click to View
Benson, David W. Form 5 02/01/23 01/31/23 Click to View
Eslinger, Lisa M.  Form 5 02/01/23 02/01/23 Click to View
Baker, Jeffery C. Form 5 02/01/23 02/01/23 Click to View
Putzier, Jeffrey K. Form 5 02/07/23 02/07/23 Click to View
Pohlman, Thomas H. Form 5 02/07/23 02/07/23 Click to View
Hagan, Patrick G. Form 4 04/26/23 04/26/23 Click to View
Larson, James R. II Form 4 04/27/23 04/26/23 Click to View
Baker, Jeffery C. Form 4 04/27/23 04/25/23 Click to View
Cassabaum, Michelle R. Form 4 05/01/23 04/28/23 Click to View
Hagan, Patrick G. Form 4 05/08/23 05/08/23 Click to View
Eslinger, Lisa M. Form 4 05/12/23 05/11/23 Click to View
Bauer, Scott T. Form 4 05/12/23 05/12/23 Click to View
Larson, James R. II Form 4 05/12/23 05/11/23 Click to View
Thomas, Robert A.  Form 4 05/12/23 05/12/23 Click to View
Nelson, John Patrick Form 4 05/15/23 05/11/23 Click to View
Hagan, Patrick G. Form 4 05/15/23 05/12/23 Click to View
Hagan, Patrick G. Form 4/A 05/15/23 05/12/23 Click to View
Larson, James R. II Form 4 05/16/23 05/15/23 Click to View
Pierschbacher, John L. Form 4 05/16/23 05/16/23 Click to View
Johnson, Dan E. Form 4 05/17/23 05/16/23 Click to View
Wilson, Michael A.  Form 4 05/18/23 05/17/23 Click to View
Larson, James R. II Form 4 05/24/23 05/23/23 Click to View
Hagan, Patrick G.  Form 4 05/23/23 05/24/23 Click to View
Cassabaum, Michelle R. Form 4 06/10/23 05/31/23 Click to View
Forth, Steven D. Form 4 06/02/23 04/27/23 & 06/02/23  Click to View
Snodgrass, Adam Form 4 06/08/23 06/07/23  Click to View
Baudler Horras, Betty A.  Form 4 06/14/23  06/12/23  Click to View
Cassabaum, Michelle R. Form 4 07/31/23 07/31/23 Click to View 
Baker, Jeffery C. Form 4 08/15/23  08/14/23  Click to View 
Nelson, John Patrick Form 4 08/23/23  08/22/23  Click to View 
Cassabaum, Michelle R. Form 4 09/05/23 08/31/23  Click to View
Swartz, Kevin L. Form 4 09/05/23 08/31/23  Click to View
Larson, James R. II Form 4 09/06/23 09/05/23 Click to View 
Larson, James R II Form 4 09/07/23 09/06/23  Click to View 
Baudler Horras, Betty A. Form 4 09/08/23 09/07/23  Click to View 
Swartz, Kevin L. Form 4 09/15/23 09/14/23  Click to View 
Hagan, Patrick G. Form 4 09/15/23 09/15/23 Click to View
Bauer, Scott T. Form 4 10/31/23 10/27/23 Click to View 
Nelson, John Patrick Form 4 10/31/23  10/27/23  Click to View 
Cassabaum, Michelle R. Form 4  10/31/23 10/31/23 Click to View 
Clausen, Justin C. Form 3   11/17/23 11/17/23  Click to View 
Putzier, Jeffrey K. Form 4 11/21/23 11/20/23  Click to View 
Cassabaum, Michelle R. Form 4 11/30/23 11/30/23  Click to View