SEC Forms 3, 4 & 5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. 

  • Form 3: Initial Statement of Beneficial Ownership of Securities
  • Form 4: Statement of Changes in Beneficial Ownership
  • Form 5: Annual Statement of Changes in Beneficial Ownership

Name of Reporting Person

Filing Type

Filing Date

Transaction Date

 Primary Document (HTML)
Johnson, Dan E. Form 3 01/05/24 01/05/24 Click to View
Nelson, John P. Form 5 01/30/24 01/30/24 Click to View
Putzier, Jeffrey K. Form 5 01/30/24 01/30/24 Click to View
Bauer, Scott T. Form 5 01/30/24 01/30/24 Click to View
Schreier, Richard Form 5 01/31/24 01/31/24 Click to View
Johnson, Dan E. Form 5 01/31/24 01/31/24 Click to View
Baker, Jeffery C. Form 5 01/31/24 01/31/24 Click to View
Snodgrass, Adam Form 5 01/31/24 01/31/24 Click to View
Eslinger, Lisa M. Form 5 02/01/24 02/01/24 Click to View
Cassabaum, Michelle R. Form 4 02/01/24 02/01/24 Click to View
Cassabaum, Michelle R. Form 5 02/01/24 02/01/24 Click to View
Larson, James R II Form 4 02/05/24 02/02/24 Click to View
Larson, James R II Form 4 02/06/24 02/06/24 Click to View
Larson, James R II Form 4 02/07/24 02/07/24 Click to View
Cassabaum, Michelle R. Form 4 03/04/24 03/01/24 Click to View
Cassabaum, Michelle R. Form 4 05/01/24 04/30/24 Click to View
Forth, Steven D. Form 4 05/01/24 05/01/24 Click to View
Larson, James R II Form 4 05/01/24 05/01/24 Click to View
Pohlman, Thomas H. Form 4 05/01/24 05/01/24 Click to View
Miles, Everett S. Form 3 05/01/24 05/01/24 Click to View
Trost, Scot A. Form 3 05/08/24 04/24/24 Click to View
Bauer, Scott T. Form 4 08/02/24 08/02/24 Click to View
Hagan, Patrick G. Form 4 08/02/24 08/02/24 Click to View
Baudler Horras, Betty A. Form 4 08/06/24 08/05/24 Click to View
Baudler Horras, Betty A. Form 4 08/07/24 08/06/24 Click to View
Cassabaum, Michelle R. Form 4 08/07/24 08/02/24 Click to View
Snodgrass, Adam Form 4 08/07/24 08/02/24 Click to View
Baudler Horras, Betty A. Form 4 08/08/24 08/07/24 Click to View
Wilson, Michael A. Form 4 08/23/24 08/22/24 Click to View
Cassabaum, Michelle R. Form 4 09/03/24 08/30/24 Click to View
Baudler Horras, Betty A. Form 4 09/05/24 09/04/24 Click to View
Baker, Jeffery C. Form 4 09/06/24 09/05/24 Click to View
Hagan, Patrick G.  Form 4 10/23/24 10/23/24  Click to View
Bauer, Scott T. Form 4 10/25/24 10/25/24 Click to View
Putzier, Jeffrey K. Form 4 10/25/24 10/25/24 Click to View
Thomas, Robert A. Form 4 10/25/24 10/25/24 Click to View
Hagan, Patrick G. Form 4 10/25/24 10/25/24 Click to View
Clausen, Justin C. Form 4 10/29/24 10/25/24 Click to View
Nelson, John P. Form 4 10/29/24 10/25/24 Click to View
Cassabaum, Michelle R. Form 4 11/01/24 10/31/24 Click to View
Benson, David W. Form 4 11/01/24 10/30/24 Click to View
Hagan, Patrick G. Form 4 11/04/24 11/04/24 Click to View
Wilson, Michael A. Form 4 11/05/24 11/04/24 Click to View
Putzier, Jeffrey K. Form 4 11/05/24 11/05/24 Click to View
Cassabaum, Michelle R. Form 4 12/02/24 11/29/24 Click to View
Bauer, Scott T. Form 4 12/04/24 12/04/24 Click to View
Wilson, Michael A. Form 4 12/05/24 12/04/24 Click to View
Trost, Scot A. Form 4 12/06/24 12/05/24 Click to View