SEC Forms 3, 4 & 5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. 

  • Form 3: Initial Statement of Beneficial Ownership of Securities
  • Form 4: Statement of Changes in Beneficial Ownership
  • Form 5: Annual Statement of Changes in Beneficial Ownership

Name of Reporting Person

Filing Type

Filing Date

Transaction Date

 Primary Document (HTML)

Johnson, Dan E. Form 3 01/05/24 01/05/24 Click to View
Nelson, John P. Form 5 01/30/24 01/30/24 Click to View
Putzier, Jeffrey K. Form 5 01/30/24 01/30/24 Click to View
Bauer, Scott T. Form 5 01/30/24 01/30/24 Click to View
Schreier, Richard Form 5 01/31/24 01/31/24 Click to View
Johnson, Dan E. Form 5 01/31/24 01/31/24 Click to View
Baker, Jeffery C. Form 5 01/31/24 01/31/24 Click to View
Snodgrass, Adam Form 5 01/31/24 01/31/24 Click to View
Eslinger, Lisa M. Form 5 02/01/24 02/01/24 Click to View
Cassabaum, Michelle R. Form 4 02/01/24 02/01/24 Click to View
Cassabaum, Michelle R. Form 5 02/01/24 02/01/24 Click to View
Larson, James R II Form 4 02/05/24 02/02/24 Click to View
Larson, James R II Form 4 02/06/24 02/06/24 Click to View
Larson, James R II Form 4 02/07/24 02/07/24 Click to View
Cassabaum, Michelle R. Form 4 03/04/24 03/01/24 Click to View
Cassabaum, Michelle R. Form 4 05/01/24 04/30/24 Click to View
Forth, Steven D. Form 4 05/01/24 05/01/24 Click to View
Larson, James R II Form 4 05/01/24 05/01/24 Click to View
Pohlman, Thomas H. Form 4 05/01/24 05/01/24 Click to View
Miles, Everett S. Form 3 05/01/24 05/01/24 Click to View
Trost, Scot A. Form 3 05/08/24 04/24/24 Click to View