SEC Forms 3, 4 & 5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. 

  • Form 3: Initial Statement of Beneficial Ownership of Securities
  • Form 4: Statement of Changes in Beneficial Ownership
  • Form 5: Annual Statement of Changes in Beneficial Ownership

Name of Reporting Person

Filing Type

Filing Date

Transaction Date

 Primary Document (HTML)

Cassabaum, Michelle R. Form 4 02/03/25 1/31/25 Click to View
Johnson, Dan E. Form 5 02/04/05 02/04/05 Click to View
Schreier, Richard Form 5 02/04/05 02/04/05 Click to View
Snodgrass, Adam Form 5 02/04/05 02/04/05 Click to View
Miles, Everett S. Form 5 02/04/05 02/04/05 Click to View
Baker, Jeffery C. Form 5 02/04/05 02/04/05 Click to View
Cassabaum, Michelle R. Form 5 02/04/05 02/04/05 Click to View
Eslinger, Lisa M. Form 5 02/04/05 02/04/05 Click to View
Putzier, Jeffrey K. Form 5 02/06/25 02/06/25 Click to View
Bauer, Scott T. Form 5 02/06/25 02/06/25 Click to View
Clausen, Justin C. Form 5 02/06/25 02/06/25 Click to View
Nelson, John P. Form 5 02/06/25  02/06/25 Click to View
Cassabaum, Michelle R. Form 4 03/03/25 02/28/25 Click to View
Clausen, Justin C. Form 4 04/28/25 04/25/25 Click to View
Hagan, Patrick G. Form 4 04/28/25 04/28/25 Click to View
Cassabaum, Michelle R. Form 4 04/30/25 04/30/25 Click to View
Beals, Douglas W. Form 3 05/01/025 05/01/25 Click to View
Benson, David W. Form 4 05/01/25 05/01/25 Click to View
Beals, Douglas W. Form 4 05/05/25 05/02/25 Click to View
Thomas, Robert A. Form 4 05/16/25 05/15/25 Click to View
Thomas, Robert A. Form 4 05/19/25 05/19/25 Click to View
Snodgrass, Adam Form 4 05/22/25 05/21/25 Click to View
Schreier, Richard Form 4 05/22/25 05/21/25 Click to View
Hagan, Patrick G. Form 4 05/22/25 05/22/25 Click to View
Beals, Douglas W. Form 4 05/23/25 05/23/25 Click to View
Baudler Horras, Betty A. Form 4 05/30/25 05/28/25 Click to View
Cassabaum, Michelle R. Form 4 06/02/25 05/30/25 Click to View
Baudler Horras, Betty A. Form 4 06/03/25 06/02/25 Click to View
Wilson, Michael A. Form 4 06/03/25 06/03/25 Click to View
Johnson, Dan E. Form 4 06/11/25 06/11/25 Click to View
Baker, Jeffery C. Form 4 06/23/25 6/20/25 Click to View
Cassabaum, Michelle R. Form 4 08/01/25 07/31/25 Click to View
Nelson, John P. Form 4 09/17/25 09/15/25 Click to View
Hagan, Patrick G. Form 4 10/24/25 10/24/25 Click to View
Cassabaum, Michelle R. Form 4 11/03/25 10/31/25 Click to View
Beals, Douglas W. Form 4 11/17/25 11/13/25 Click to View
Putzier, Jeffrey K. Form 4 11/19/25 11/17/25 Click to View
Swartz, Kevin L. Form 4 11/24/25 11/21/25 Click to View
Bauer, Scott T. Form 4 12/03/25 12/02/25 Click to View
Trost, Scot A. Form 4 12/10/25 12/10/25 Click to View