SEC Forms 3, 4 & 5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. 

  • Form 3: Initial Statement of Beneficial Ownership of Securities
  • Form 4: Statement of Changes in Beneficial Ownership
  • Form 5: Annual Statement of Changes in Beneficial Ownership

Name of Reporting Person

Filing Type

Filing Date

Transaction Date

 Primary Document (HTML)
Putzier, Jeffrey K. Form 4 01/22/26 01/22/26 Click to View
Carr, Michael P. Form 3 01/22/26 01/22/26 Click to View
Clausen, Justin C. Form 5 02/03/26 02/03/26 Click to View
Schreier, Richard  Form 5 02/03/26 02/03/26 Click to View
Nelson, John P. Form 5 02/03/26 02/03/26 Click to View
Miles, Everett S. Form 5 02/03/26 02/03/26 Click to View
Baker, Jeffery C. Form 5 02/03/26 02/03/26 Click to View
Eslinger, Lisa M. Form 5 02/03/26 02/03/26 Click to View
Cassabaum, Michelle R. Form 5 02/02/26 02/02/26 Click to View
Cassabaum, Michelle R. Form 4 01/30/26 02/02/26 Click to View
Snodgrass, Adam Form 5 02/05/26 02/05/26 Click to View
Bauer, Scott T. Form 5 02/10/26 02/10/26 Click to View
Cassabaum, Michelle R. Form 4 02/27/26 02/27/26 Click to View
Baudler Horras, Betty A. Form 4 04/30/26 04/30/26 Click to View
Cassabaum, Michelle R.
 Form 4 04/30/26 04/30/26 Click to View
Rieck, Amy F. Form 3 04/30/26 04/30/26  Click to View
Hagan, Patrick G. Form 4 05/12/26 05/12/26 Click to View
Cassabaum, Michelle R. Form 4 05/29/26 05/29/26 Click to View
Cassabaum, Michelle R. Form 4 07/31/26 08/03/26 Click to View
Schreier, Richard  Form 4 08/14/26 08/17/26 Click to View
Beals, Douglas W. Form 4 08/20/26 08/21/26 Click to View
Cassabaum, Michelle R. Form 4 08/31/26 09/01/26 Click to View
Baker, Jeffery C. Form 4 09/09/26 09/10/26 Click to View
Lansing, Lance A. Form 3 10/16/26 10/16/26 Click to View
Cassabaum, Michelle R. Form 4 10/30/26 11/02/26 Click to View
Snodgrass, Adam Form 4 11/03/26 11/04/26 Click to View
Bauer, Scott T. Form 4 11/06/26 11/09/26 Click to View